【2026年改版新题-百分百过】CGSS英文真题国际制裁合规师题库

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Which of the following activities is generally authorized under the UK counter-terrorism sanctions system, but is generally not authorized under the US counter-terrorism sanctions system.

What is the following correct statement about individual violation of sanctions?[1 Points]

After a financial institution freezes a client's assets for sanctions, it shall report the initial report and periodic report to the supervision, and the initial report includes?[1 Points]

What are the advantages of manual screening?

As a global financial institution operating in multiple jurisdictions, what should impose due diligence (SDD) to reduce the risk of sanctions?[1 Points]

According to the principle of Wolfsburg agent bank, when there is an embedded relationship (serial agent) in the business of the agent bank, what measures should the agent bank take to the entrusted bank?[1 Points]

Does the customer or the financial institution intentionally save or delete or modify the key transaction information of the name of the payer, the address of the payer and the company, such evasive behavior?[1 Points]

What kind of OFAC risks may non-US banks face in handling transactions through US agent banks?

What are the regulatory expectations for sanctions screening by financial institutions?[1 Points]

Which of the following characteristics of sanctions can most effectively promote a change of behavior?

A financial institution has an entity customer, which operates import and export business in the United States and has a US export license. Which of the following lists should a financial institution follow when providing financial services?[1 Points]

A bank has recently received a sanctions compliance audit, which has found some problems. The compliance specialist needs to follow up on the problem rectification. To whom should the compliance specialist report corrective measures and corrective procedures?[1 Points]

Can the following matching techniques be used to identify the passport number, identification number, phone number and other information?[1 Points]

After the UN Security Council issues the sanctions resolution, when should financial institutions freeze client assets if they identify customers as belonging to the sanctions list issued by the United Nations?[1 Points]

What are the following sanctions restricting the trade of dual-use goods?[1 Points]

Which of the following are red flags related to dual-use goods?

What aspects should the sanction Compliance Commissioner focus on when training new frontline staff?[1 Points]

When a tanker entered the Persian Gulf and reported no cargo, it disappeared from the shipping enforcement network and reported full six days later. What is the avoidance strategy?

Under what legislation are most US sanctions now imposed?

Which of the following departments is responsible for formulating and enforcing U. S. financial sanctions?[1 Points]

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